Objectives

To provide technical & practical knowledge in conducting audits in the banking & finance industry, providing value additions to people, processes & systems while maintaining the acceptance to the Internal Audit functions

Course Contents

• Introduction to the Internal audit (IA) Function
• The Reporting line and Organizational Structure of IA
• Types of Internal Audits in a Bank and application of each type to achieve the desired objective. Guidance on conducting of overall banking operational Audits, specialized audits such as Credit, Treasury, Finance, International Trade etc. will be elaborated under below categories
• Strategic Audit Planning
• Audit Report Writing
• Risk Grading of Audit Reports
• Agile Auditing
• Frauds and Investigation
• Internal Audit Role on Internal Control Over Financial Reporting
• Evaluate Integrity and Adequacy of MIS (Management Information System)
• Key Challenges of the Auditor and how to overcome